California Legal Codes and Statutes
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California Codes
Corporations Code
Title 4 - SECURITIES
Division 1 - CORPORATE SECURITIES LAW OF 1968
Part 3 - REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS
Part 3 - REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS
California Corporations Code — §§ 25200-25256
Chapter 1 - Exemptions
§§ 25200-25209
Chapter 2 - Licensing of Agents and Broker-Dealers
§§ 25210-25221
Chapter 3 - Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers
§§ 25230-25238
Chapter 4 - General Provisions
§§ 25240-25256